Location: Topeka, KS/ Lenexa, KS - Onsite
Overview:
Are you ready to take the lead in driving innovative solutions and shaping the future of compliance and supervision technology in the financial services industry? We're looking for a dynamic Product Owner to join our AE Wealth Management team and play a key role in ensuring our systems and processes support our mission.
As a Product Owner, you will be the go-to expert for Compliance, Supervision, and Risk functions. You will bridge the gap between business needs and technology capabilities, leading the charge in designing and executing a roadmap for future enhancements. Your role will involve close collaboration with internal teams and clients, creative problem-solving, and driving continuous improvement in a fast-paced environment.
This role is situated in Kansas, and it is exclusively an on-site arrangement. Moreover, please note that the company does not extend sponsorship opportunities.
What you'll do:
- Collaborate with cross-functional teams to build a unified work environment
- Act as the key liaison between compliance and the Enterprise Project Management Office
- Lead decision-making and articulate detailed requirements for compliance tools and processes
- Oversee implementation timelines and feature development for key tools
- Partner with Program Managers to maintain vendor relationships and ensure seamless program operations
- Translate product strategy into actionable goals with Project and Program Managers.
- Build and prioritize backlogs to deliver incremental value
- Analyze business processes, uncover root causes, and propose effective solutions
- Act as a subject matter expert in compliance, risk, and supervision functions with custodial partners (Schwab/Fidelity)
- Stay updated on tools, practices, and regulations relevant to RIA compliance
- Work with Project Management and Business Analysis teams for seamless execution
- Use metrics to track outcomes and adapt quickly in an agile environment
Experience you'll bring:
- 3-5 years of experience in financial services compliance, risk management, supervision, or equivalent business analyst experience
- Exceptional organizational and self-management skills
- Proven ability to manage multiple priorities and adapt to changing requirements
- Excellent communication skills, with the ability to interpret complex technical information and translate it effectively for non-technical business units
- Strong problem-solving skills and analytical skills
- Tech-savvy and motivated to learn new tools and processes
- Strong collaborative mindset, working seamlessly with cross-functional teams to drive data-driven solutions
Bonus Points:
- Knowledge of Agile/Scrum development methodologies
- PMI or Scrum Alliance Certification
- Bachelor's Degree in related field
What you'll get:
- Amazing benefits including medical, dental, vision and 401k (with matching options)
- Generous PTO package from your start date
- Access to an on-site cafe, gym and primary care
- Continuous personal and professional development opportunities
- Recognition for hard work & exemplary performance
- Employee sponsored events...and more!
Who We Are:
Advisors Excel is a fast paced, innovative company that seeks to service independent financial advisors in a multitude of areas within their business. From operational functions to sales and marketing, our end goal is to help continually grow advisors' businesses nationwide. We thrive on watching them succeed. Not only does AE want to see the success of our advisors, but also our employees. We have high expectations from them to continually move our business forward. We are on the hunt for positive people who thrive on hard work and in a collaborative team environment. If this sounds like you, then what are you waiting for? We want you to join our team!
Advisors Excel is an Equal Employment Opportunity Employer. Everyone is welcome here - as an inclusive workplace, our employees are always comfortable bringing their true selves to our offices daily.
Advisors Excel
401(k)
Dec 11, 2024